Asset Management
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Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings banks (banks) engaged in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.
In This Section
- Collective Investment Funds
- Conflicts of Interest
- Corporate Trust
- Custody Services
- Employee Benefits and Retirement Plan Services
- Gramm-Leach-Bliley Act (GLBA), Regulation R, and Retail Nondeposit Investment Sales
- Personal Fiduciary Activities
- Traditional and Alternative Investment Management Services
- Trust Operations
Asset Management Issuances
Related News and Issuances
| Date | ID | Title |
|---|---|---|
| 11/09/2020 | NR 2020-147 | OCC Reports Key Risks, Effects of COVID-19 in Federal Banking System |
| 11/02/2020 | OCC 2020-95 | Qualified Financial Contracts Stay Rule: Exemption Order |
| 10/20/2020 | NR 2020-138 | Agencies Issue Final Rule to Strengthen Resilience of Large Banks |