Asset Management
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Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings banks (banks) engaged in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.
In This Section
- Collective Investment Funds
- Conflicts of Interest
- Corporate Trust
- Custody Services
- Employee Benefits and Retirement Plan Services
- Gramm-Leach-Bliley Act (GLBA), Regulation R, and Retail Nondeposit Investment Sales
- Personal Fiduciary Activities
- Traditional and Alternative Investment Management Services
- Trust Operations
Asset Management Issuances
Related News and Issuances
| Date | ID | Title |
|---|---|---|
| 07/01/2020 | OCC 2020-68 | Libor Transition: FFIEC Statement on Managing the Libor Transition and Guidance for Banks |
| 07/01/2020 | OCC 2020-67 | Extension of the Swap Margin Rule Compliance Dates: Interim Final Rule |
| 07/01/2020 | OCC 2020-66 | Margin and Capital Requirements for Covered Swap Entities: Final Rule to Amend the Swap Margin Rule |