Asset Management
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Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings banks (banks) engaged in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.
In This Section
- Collective Investment Funds
- Conflicts of Interest
- Corporate Trust
- Custody Services
- Employee Benefits and Retirement Plan Services
- Gramm-Leach-Bliley Act (GLBA), Regulation R, and Retail Nondeposit Investment Sales
- Personal Fiduciary Activities
- Traditional and Alternative Investment Management Services
- Trust Operations
Asset Management Issuances
Related News and Issuances
| Date | ID | Title |
|---|---|---|
| 07/22/2019 | OCC 2019-32 | Volcker Rule: Final Rule |
| 07/01/2019 | OCC 2019-31 | Covered Savings Associations Implementation: Covered Savings Associations |
| 06/05/2019 | OCC 2019-27 | Liquidity Coverage Ratio Rule: Treatment of Certain Municipal Obligations as High-Quality Liquid Assets: Final Rule |