Asset Management
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Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings banks (banks) engaged in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.
In This Section
- Collective Investment Funds
- Conflicts of Interest
- Corporate Trust
- Custody Services
- Employee Benefits and Retirement Plan Services
- Gramm-Leach-Bliley Act (GLBA), Regulation R, and Retail Nondeposit Investment Sales
- Personal Fiduciary Activities
- Traditional and Alternative Investment Management Services
- Trust Operations
Asset Management Issuances
Related News and Issuances
| Date | ID | Title |
|---|---|---|
| 03/27/2020 | OCC 2020-28 | Standardized Approach for Counterparty Credit Risk: Notice to Allow Early Adoption |
| 03/27/2020 | NR 2020-42 | Agencies Announce Two Actions to Support Lending to Households and Businesses |
| 03/26/2020 | OCC 2020-26 | Interest Rate Risk: Revised Comptroller’s Handbook Booklet |