Asset Management
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Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings banks (banks) engaged in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.
In This Section
- Collective Investment Funds
- Conflicts of Interest
- Corporate Trust
- Custody Services
- Employee Benefits and Retirement Plan Services
- Gramm-Leach-Bliley Act (GLBA), Regulation R, and Retail Nondeposit Investment Sales
- Personal Fiduciary Activities
- Traditional and Alternative Investment Management Services
- Trust Operations
Asset Management Issuances
Related News and Issuances
| Date | ID | Title |
|---|---|---|
| 06/28/2021 | NR 2021-70 | OCC Reports First Quarter 2021 Bank Trading Revenue |
| 06/11/2021 | NR 2021-65 | Statement by the Acting Comptroller of the Currency at the Financial Stability Oversight Council |
| 05/27/2021 | OCC 2021-26 | Collective Investment Funds: Prior Notice Period for Withdrawals: Final Rule |