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Corporate Trust covers the business activities of banks that act in a fiduciary capacity for investors in a particular security. Any national bank or federal savings association that performs transfer agent functions for securities registered under Section 12 of the Exchange Act, must register with the OCC.
Access the TA-1, Transfer Agent Registration and Amendment Form, to register as a transfer agent or amend existing registration information.
OCC Chief Counsel's Interpretation on National Trust Banks (PDF)
Requests Under 716(f) of the Dodd-Frank Act
Register for Monthly Schedule of Short-Term Investment Funds
Register as a Transfer Agent
