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News Release 2002-94 | December 13, 2002

OCC Announces 14 New Enforcement Actions and 5 Terminations

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today announced 14 new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and 5 terminations of existing enforcement actions.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://www.occ.treas.gov/enforce/enforce.htm.

Formal Agreements, By Consent
No. Bank/City Date
Ohio
2002-114 The First National Bank of Shelby, Shelby 10/29/02
Removals/Prohibitions, By Consent
No. Name/Bank/City Date
New York
2002-115 Ming Jiang, Bank of China, New York Branch, New York 09/23/02
2002-116 Li Chuan Jie, Bank of China, New York Branch, New York 09/03/02
2002-117 Jia Shu Luo, Bank of China, New York Branch, New York 09/03/02
2002-118 Patrick Young, Bank of China, New York Branch, New York 10/31/02
Civil Money Penalties, By Consent
No. Name/Bank/City Date
New York
2002-116 Li Chuan Jie, Bank of China, New York Branch, New York 09/03/02
2002-117 Jia Shu Luo, Bank of China, New York Branch, New York 09/03/02
2002-119 Jian Xiang Wen a.k.a. Simon Jian, Bank of China, New York Branch, New York 10/31/02
2002-118 Patrick Young, Bank of China, New York Branch, New York 10/31/02
Amended Cease and Desist Orders, By Consent
No. Bank/City Date
Illinois
2002-120 Seaway National Bank of Chicago, Chicago 11/07/02
Cease and Desist Orders, By Consent
No. Bank/City Date
South Dakota
2002-121 Valley Bank (National Association), Elk Point 10/21/02
Personal Cease and Desist Orders, By Consent
No. Name/Bank/City Date
California
2002-122 Jian Hua Gao, Bank of China, Los Angeles Branch, Los Angeles 08/23/02
Florida
2002-123 Lewis Edward Mitchell, Riverside National Bank of Florida, Fort Pierce 11/18/02
New York
2002-119 Jian Xiang Wen a.k.a. Simon Jian, Bank of China, New York Branch, New York 10/31/02
Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
California
2002-124 FA, Neighborhood National Bank, San Diego (EA #2001-105) 10/31/02
Ohio
2002-125 CA, Belmont National Bank, St. Clairsville (EA #99-57) 10/03/02
Texas
2002-126 FA, First National Bank, Glen Rose (EA #2002-9) 10/24/02
Washington
2002-127 FA, State National Bank of Garfield, Spokane (EA #2001-58) 11/18/02
Wyoming
2002-128 FA, First National Bank of Gillette, Gillette (EA #2001-92) 09/11/02

Media Contact

Dean DeBuck
(202) 874-5770

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