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NR 2013-162
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No.Name/Bank/CityDate
California
2013-1441st Century Bank, National Association, Los Angeles9/11/2013

Civil Money Penalty Orders
No.Name/Bank/CityDate
Delaware
2013-142TD Bank, National Association, Wilmington9/20/2013
Indiana
2013-145United Community Bank, Lawrenceburg9/30/2013
Iowa
2013-146Chad A. Ward, Lee County Bank & Trust, National Association, Fort Madison9/4/2013
New Jersey
2013-143Saddle River Valley Bank, Montclair9/23/2013

Formal Agreements
No.Name/Bank/CityDate
Illinois
2013-147The First National Bank of Sullivan, Sullivan8/27/2013

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Arkansas
2013-148FA, First National Banking Company, Ash Flat (EA# 2009-104)6/21/2013
Georgia
2013-149C&D, Heritage First Bank, Rome (EA# 2011-151)9/18/2013
Illinois
2013-150FA, Mutual Federal Bank, Chicago (EA# 2012-037)8/19/2013
2013-151FA, A J Smith Federal Savings Bank, Midlothian (EA# 2012-166)9/19/2013
Indiana
2013-152FA, United Fidelity Bank, F.S.B., Evansville (EA# SA)8/5/2013
Ohio
2013-153FA, Mutual FSB, A Fssb, Sidney (EA# SA)8/14/2013
Oklahoma
2013-154FA, Valley National Bank, Tulsa (EA# 2010-058)8/28/2013
Pennsylvania
2013-155FA, Nextier Bank, National Association, Evans City (EA# 2010-176)9/4/2013
Tennessee
2013-156FA, Paragon National Bank, Memphis (EA# 2008-119)8/14/2013
Texas
2013-158FA, Golden Bank, National Association, Houston (EA# 2010-060)9/20/2013
Wisconsin
2013-159C&D, The First National Bank of Niagara, Niagara (EA# 2012-057)9/12/2013
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