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News Release 2011-28 | March 18, 2011

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
California
2011-010 South County Bank, National Association, Rancho Santa Margarita 1/24/2011
2011-011 Coast National Bank, San Luis Obispo 2/9/2011
Texas
2011-012 First National Bank, Edinburg 2/8/2011

Civil Money Penalty Orders
No. Name/Bank/City Date
Colorado
2011-017 Eric Anderson, Peoples National Bank, Colorado Springs 2/2/2011
Ohio
2011-018 The First National Bank of Wellston, Wellston 1/28/2011

Formal Agreements
No. Name/Bank/City Date
Arizona
2011-013 Canyon Community Bank, National Association, Tucson 1/27/2011
Illinois
2011-014 The National Bank, Moline 1/26/2011
Kansas
2011-015 The First National Bank of Southern Kansas, Mount Hope 2/17/2011
2011-016 The Midland National Bank of Newton, Newton 2/3/2011
South Dakota
2010-266 The First National Bank of Frederick, Frederick 12/16/2010

Personal Cease and Desist Orders
No. Name/Bank/City Date
Colorado
2011-017 Eric Anderson, Peoples National Bank, Colorado Springs 2/2/2011

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
California
2011-011 FA, Coast National Bank, San Luis Obispo (EA# 2009-018) 2/9/2011
Iowa
2011-019 FA, Community National Bank, Waterloo (EA# 2010-026) 2/8/2011
Minnesota
2011-020 FA, Lakewood Bank, National Association, Baxter (EA# 2010-054) 2/1/2011

Media Contact

Public Affairs
(202) 874-5770

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