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The OCC may take enforcement actions for violations of laws, rules or regulations, final orders or conditions imposed in writing; unsafe or unsound practices; and for breach of fiduciary duty by institution-affiliated parties (IAPs). We are authorized to take enforcement actions against:
Enforcement actions and agreements are available to the public. Search for these using our Enforcement Actions Search Tool. Note: Enforcement actions taken against federally chartered savings associations prior to July 21, 2011, are only available through the OCC’s Legacy Thrift Information System.
To obtain a paper copy of an order, agreement, or directive, you may submit a request electronically through the OCC's online FOIA site.
Freedom of Information Act (FOIA)
Include: Banking organization name; individual (if any); Enforcement Action Number; your mailing address, fax number, and telephone number; and how you want to receive the document (mail, fax, or pick up).
What about financial institutions not regulated by the OCC?
Visit these Web sites: