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NR 2014-90
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Civil Money Penalty Orders
No. Name/Bank/City Date
Nebraska
2014-062 Equitable Bank, Grand Island 5/27/2014
Ohio
2014-063 The Somerville National Bank, Somerville 5/29/2014
Utah
2014-064 E. Harris Adams, The First National Bank of Layton, Layton 5/27/2014
2014-065 Haven J. Barlow, The First National Bank of Layton, Layton 5/27/2014
2014-066 Noall J. Bennett, The First National Bank of Layton, Layton 5/27/2014
2014-067 D. William Day, The First National Bank of Layton, Layton 5/27/2014
2014-068 Peter K. Ellison, The First National Bank of Layton, Layton 5/28/2014
2014-069 Ralph W. Firth, The First National Bank of Layton, Layton 5/27/2014
2014-070 Vernon W. Flint, The First National Bank of Layton, Layton 5/27/2014
2014-071 Kevin S. Garn, The First National Bank of Layton, Layton 5/27/2014
2014-072 K. John Jones, The First National Bank of Layton, Layton 5/27/2014
2014-073 Thomas W. Morgan, The First National Bank of Layton, Layton 5/27/2014
2014-074 David E. Simmons, The First National Bank of Layton, Layton 5/27/2014
2014-075 Catherine W. Smith, The First National Bank of Layton, Layton 5/27/2014
2014-076 Sharman R. Stevenson, The First National Bank of Layton, Layton 5/27/2014

Formal Agreements
No. Name/Bank/City Date
New York
2014-077 Abacus Federal Savings Bank, New York 4/28/2014

Personal Cease and Desist Orders
No. Name/Bank/City Date
South Carolina
2014-078 John Sparks, Pickens S & LA, Fa, Pickens 5/15/2014

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Florida
2014-079 FA, First National Bank Northwest Florida, Panama City (EA# 2011-065) 5/13/2014
Iowa
2014-080 FA, Lee County Bank & Trust, National Association, Fort Madison (EA# 2012-038) 6/9/2014
New York
2014-081 C&D, Abacus Federal Savings Bank, New York (EA# NE 11-08) 4/28/2014
Oklahoma
2014-082 FA, The First National Bank and Trust Company of Broken Arrow, Broken Arrow (EA# 2010-057) 5/21/2014
Pennsylvania
2014-083 C&D, Eagle National Bank, Upper Darby (EA# 2012-021) 4/6/2014
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