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NR 2013-46
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/. Fax requests should be sent to (202)-649-6160. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

 

Cease and Desist Orders
No.Name/Bank/CityDate
Colorado
2013-123Aurora Bank FSB, Littleton2/28/2013
Delaware
2013-124PNC Bank, National Association, Wilmington2/28/2013
2013-125Sovereign Bank, National Association, Wilmington2/28/2013
Missouri
2013-010North American SB, FSB, Grandview2/1/2013
New Jersey
2013-126Metlife Bank, National Association, Morristown2/28/2013
North Carolina
2013-127Bank of America, National Association, Charlotte2/28/2013
North Dakota
2013-128U.S. Bank National Association, ND, Fargo2/28/2013
Ohio
2013-128U.S. Bank National Association, Cincinnati2/28/2013
2013-129JPMorgan Chase Bank, National Association, Columbus2/28/2013
Oklahoma
2013-011Bank of The Lakes, National Association, Owasso2/27/2013
South Dakota
2013-131Citibank, National Association, Sioux Falls2/28/2013
2013-132Wells Fargo Bank, National Association, Sioux Falls2/28/2013
Virginia
2013-130HSBC Bank USA, National Association, Mclean2/28/2013

Civil Money Penalty Orders
No.Name/Bank/CityDate
Florida
2013-012Seacoast National Bank, Stuart2/11/2013

Formal Agreements
No.Name/Bank/CityDate
Illinois
2012-280Home FS & LA of Collinsville, Collinsville12/19/2012
2013-014Illinois-Service FS & LA, Chicago2/28/2013
Ohio
2013-013Community Savings, Caldwell1/22/2013

Removal / Prohibition Orders
No.Name/Bank/CityDate
North Carolina
2013-015Robert A. Morrill, Wachovia Bank, National Association, Charlotte
(k.n.a Wells Fargo Bank, National Association, Sioux Falls, South
Dakota)
1/25/2013

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Kansas
2013-016FA, The University National Bank of Lawrence, Lawrence (EA# 2009-068)2/28/2013
Louisiana
2013-017FA, National Independent Trust Company, Ruston (EA# 2012-069)2/11/2013
Minnesota
2013-018FA, Winona National Bank, Winona (EA# 2010-031)2/28/2013
Nebraska
22013-019FA, Amfirst Bank, National Association, McCook (EA# 2010-247)2/20/2013
22013-020FA, First National Bank of Wahoo, Wahoo (EA# 2011-137)2/28/2013
Ohio
2013-021FA, The First National Bank of Germantown, Germantown (EA# 2011-032)1/29/2013
Oklahoma
2013-022FA, Bank of The Lakes, National Association, Owasso (EA# 2009- 091)2/27/2013
Pennsylvania
2013-023FA, The National Bank of Malvern, Malvern (EA# 2008-118)1/8/2013
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