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NR 2012-8
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
Iowa
2011-176Community State Bank, National Association, Ankeny11/22/2011
Nebraska
2011-177Lincoln FSB of Nebraska, Lincoln12/19/2011

Civil Money Penalty Orders
No.Name/Bank/CityDate
Nebraska
2011-178Joanne Medlock, The First National Bank of Valentine, Valentine12/21/2011
Ohio
2011-179The Park National Bank, Newark12/8/2011
2012-001The First National Bank of McConnelsville, McConnelsville1/3/2012

Notices Filed
No.Name/Bank/CityDate
Texas
N11-004Patrick Adams, T Bank, National Association, Dallas9/26/2011
N12-001AMENDED Patrick Adams, T Bank, National Association, Dallas1/5/2012

Prompt Corrective Action Directives
No.Name/Bank/CityDate
Illinois
2011-180Charter National Bank and Trust, Hoffman Estates12/20/2011
Minnesota
2011-181Home Savings of America, Little Falls12/16/2011

Removal / Prohibition Orders
No.Type/Bank/City/Old EA#Date
Arizona
2011-182Frank D. Ortwine, Valley Capital Bank, National Association, Mesa12/14/2011
Michigan
2011-183Teresa L. Joslyn, Edgewater Bank, St. Joseph12/15/2011
Nebraska
2011-178Joanne Medlock, The First National Bank of Valentine, Valentine12/21/2011
North Carolina
2011-184Pamela K. Wagenknecht, Bank of America, National Association, Charlotte12/21/2011
Restitution Orders
No.Type/Bank/City/Old EA#Date
Arizona
2011-182Frank D. Ortwine, Valley Capital Bank, National Association, Mesa12/14/2011
Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Arkansas
2011-185FA, The First National Bank of Wynne, Wynne (EA# 2009-172)12/6/2011
Georgia
2011-192S.A., Heritage First Bank, Rome (OTS Order# S.A.)10/20/2011
Kansas
2011-186FA, Central National Bank, Junction City (EA# 2009-155)12/12/2011
Kentucky
2011-187FA, Citizens National Bank of Paintsville, Paintsville (EA# 2010-053)11/28/2011
Massachusetts
2011-188FA, The First National Bank of Ipswich, Ipswich (EA# 2006-74)10/26/2011
Maryland
2011-189PC&D, Horacio Bernardo Rozenblum, Capital Bank, National Association, Rockville (EA# 98-6)8/16/2011
2011-190PC&D, Martin Rozenblum, Capital Bank, National Association, Rockville (EA# 97-107)8/16/2011
Wisconsin
2011-191FA, National Bank of Commerce, Superior (EA# 2010-011)12/14/2011
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