Office of the Comptroller of the Currency - Ensuring a Safe and Sound Federal Banking System for All Americans Site Map | Text Size: S M L

NR 2010-67
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Capital Directives
No.Name/Bank/CityDate
Colorado
2010-090Native American Bank, National Association, Denver3/12/2010

Cease and Desist Orders
No.Name/Bank/CityDate
Arizona
2010-091Sunbank, National Association, Phoenix5/11/2010
2010-092Goldwater Bank, National Association, Scottsdale5/11/2010
California
2010-093Pacific Capital Bank, National Association, Santa Barbara5/11/2010
2010-094Mission Oaks National Bank, Temecula5/12/2010
Colorado
2010-095Academy Bank, National Association, Colorado Springs5/11/2010
2010-096The First National Bank of Ordway, Ordway4/21/2010
Florida
2010-097Security Bank National Association, North Lauderdale5/19/2010
2010-098Southern Commerce Bank, National Association, Tampa5/11/2010
Illinois
2010-099Charter National Bank and Trust, Hoffman Estates4/29/2010
Kansas
2010-100Armed Forces Bank, National Association, Ft. Leavenworth5/11/2010
Minnesota
2010-101Rosemount National Bank, Rosemount4/28/2010
Mississippi
2010-102First National Bank, Rosedale5/12/2010
2010-103Cadence Bank, National Association, Starkville5/19/2010
Missouri
2010-104Bank Midwest, National Association, Kansas City5/11/2010
New Mexico
2010-105Valley National Bank, Espanola5/5/2010
Tennessee
2010-106FSGBank, National Association, Chattanooga4/28/2010
Texas
2010-131Brazos Valley Bank, National Association, College Station5/27/2010

Civil Money Penalty Orders
No.Name/Bank/CityDate
California
2010-107City National Bank, Los Angeles5/3/2010
Colorado
2010-108Bruce Penny, First National Bank of The Rockies, Grand Junction5/6/2010
2010-109Peter Waller, First National Bank of The Rockies, Grand Junction5/6/2010
Iowa
2010-110Christopher R. Hartwig, The First National Bank of Logan, Logan5/17/2010
2010-111John Lapke, The First National Bank of Logan, Logan5/17/2010
2010-112Timothy J. Lapke, The First National Bank of Logan, Logan5/17/2010
Oklahoma
2010-113Great Plains National Bank, Elk City5/10/2010
Pennsylvania
2010-114Jamie Bartholomew Aller, The National Bank of Malvern, Malvern5/28/2010
2010-115Andrew Bartholomew, The National Bank of Malvern, Malvern5/28/2010
2010-116Lydia Willits Bartholomew, The National Bank of Malvern, Malvern5/28/2010
2010-117Barbara Shipp, The National Bank of Malvern, Malvern5/28/2010
2010-118John Shipp, The National Bank of Malvern, Malvern5/28/2010
2010-119William L. Shipp, The National Bank of Malvern, Malvern5/28/2010

Formal Agreements
No.Name/Bank/CityDate
California
2010-120Armed Forces Bank of California, National Association, San Diego5/11/2010
2010-121Saigon National Bank, Westminster5/13/2010
Florida
2010-122Seaside National Bank & Trust, Orlando5/3/2010
Kansas
2010-123First National Bank of Kansas, Burlington5/27/2010
2010-124Citizens Bank, National Association, Fort Scott4/28/2010
New Jersey
2010-125Sun National Bank, Vineland4/15/2010
New York
2010-126Herald National Bank, New York4/22/2010
South Carolina
2010-127Cornerstone National Bank, Easley5/12/2010
Texas
2010-128Southwestern National Bank, Houston5/19/2010

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Iowa
2010-112Timothy J. Lapke, The First National Bank of Logan, Logan5/17/2010

Removal / Prohibition Orders
No.Name/Bank/CityDate
2010-111John Lapke, The First National Bank of Logan, Logan5/17/2010

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
California
2010-094FA, Mission Oaks National Bank, Temecula (EA# 2008-161)5/11/2010
Mississippi
2010-103FA, Cadence Bank, National Association, Starkville (EA# 2009-069)5/19/2010
New Mexico
2010-129FA, Valley National Bank, Espanola (EA# 2009-090)5/6/2010
Ohio
2010-130FA, Standing Stone National Bank, Lancaster (EA# 2008-085)5/12/2010
# # #