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NR 2010-144
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site , https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
Montana
2010-223First Citizens Bank of Polson, National Association, Polson11/9/2010
New York
2010-238Metropolitan National Bank, New York11/5/2010

Civil Money Penalty Orders
No.Name/Bank/CityDate
Wisconsin
2010-224James L. Klein, First National Bank of Platteville, Platteville11/1/2010

Formal Agreements
No.Name/Bank/CityDate
Alabama
2010-225The Headland National Bank, Headland11/9/2010
Colorado
2010-237The First National Bank of Fleming, Fleming11/19/2010
New York
2010-226Empire National Bank, Islandia10/21/2010
2010-227Wilber National Bank, Oneonta10/13/2010
2010-228The Suffolk County National Bank of Riverhead, Riverhead10/25/2010
North Carolina
2010-239Bank of America, National Association, Charlotte12/7/2010
Pennsylvania
2010-229The First National Bank of Mercersburg, Mercersburg10/27/2010
Texas
2010-230Omnibank, National Association, Houston11/18/2010

Prompt Corrective Action Directives
No.Name/Bank/CityDate
Illinois
2010-231Western Springs National Bank and Trust, Western Springs11/18/2010

Removal / Prohibition Orders
No.Name/Bank/CityDate
Illinois
2010-232Elaine J. Hopkins, Algonquin State Bank, National Association, Algonquin11/15/2010
Wisconsin
2010-224James L. Klein, First National Bank of Platteville, Platteville11/1/2010

Terminations of Existing Enforcement Actions
No.Name/Bank/CityDate
Colorado
2010-233FA, First National Bank, Fort Collins (EA# 2009-105)11/1/2010
Illinois
2010-234FA, Castle Bank, National Association, Dekalb (EA# 2009-107)11/1/2010
Kansas
2010-235FA, First National Bank of Kansas, Overland Park (EA# 2009-108)11/1/2010
Massachusetts
2010-236FA, The Milford National Bank and Trust Company, Milford (EA# 2008-155)10/13/2010
Montana
2010-223FA, First Citizens Bank of Polson, National Association, Polson (EA# 2008-117)11/9/2010
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