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NR 2007-5
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to:

Comptroller of the Currency, Public Information Room (1-5)
Washington, DC 20219

Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://apps.occ.gov/EnforcementActions.

Civil Money Penalty Orders
No.Name / Bank / CityDate
Colorado
2006-151Arnold A. Parks, First United Bank, National Association, Englewood12/14/2006
2006-152Kenneth T. Sullivan, First United Bank, National Association, Englewood12/20/2006
Illinois
2007-001Lasalle Bank National Association, Chicago01/05/2007
Kentucky
2006-153Mark Adams, First National Bank and Trust, London12/27/2006
2006-154Charlie Benge, First National Bank and Trust, London12/27/2006
2006-155Randell Brewer, First National Bank and Trust, London12/27/2006
2006-156George Humfleet, First National Bank and Trust, London12/27/2006
2006-157Kenneth James, First National Bank and Trust, London12/27/2006
2006-158Charles Luker, First National Bank and Trust, London12/27/2006
2006-159John A. Madon, First National Bank and Trust, London12/26/2006
2006-160Denver McCowan, First National Bank and Trust, London12/27/2006
Michigan
2007-002Lasalle Bank MidWest National Association, Troy01/05/2007
New Jersey
2006-161Jacinto Rodrigues, Crown Bank, National Association, Ocean City12/04/2006
2006-162Joaquina Rodrigues, Crown Bank, National Association, Ocean City12/04/2006
2006-163Augusto Verissimo, Crown Bank, National Association, Ocean City12/04/2006

Formal Agreements
No.Name / Bank / CityDate
New York
2006-164The First National Bank of Jeffersonville, Jeffersonville11/28/2006
Texas
2006-165First National Bank of Colorado City, Colorado City11/28/2006

Personal Cease and Desist Orders
No.Name / Bank / CityDate
Minnesota
2006-142Charles C. Moser, The First National Bank of Brewster, Brewster11/06/2006

Terminations of Existing Enforcement Actions
No.Type / Name / Bank / City / Old EA#Date
Florida
2006-166FA, Citrus Bank, National Association, Vero Beach (EA# 2004-91)09/22/2006
Maryland
2006-170FA, Industrial Bank, National Association, Oxon Hill (EA# 2003-33)12/13/2006
2006-170FA, Industrial Bank, National Association, Oxon Hill (EA# 2004-22)12/13/2006
New Mexico
2006-167FA, First National Bank in Las Vegas, Las Vegas (EA# 2004-113)12/06/2006
Nevada
2006-171FA, Household Bank (SB), National Association (n.k.a. HSBC Bank Nevada, National Association), Las Vegas (EA# 2003-17)12/15/2006
New York
2006-150FA, Citibank, N.A., New York (EA# 2003-77)12/21/2006
Texas
2006-168FA, Citibank, N.A., New York (EA# 2003-77)11/28/2006
West Virginia
2006-169PFA, Kutak Rock LLP, The First National Bank of Keystone, Keystone (EA# 2003-45)07/20/2006

For copies, please call (202) 874-5043.

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